Securities Litigation

Creative Approach. Proven Results.

Securities litigation is a highly specialized area of practice involving the application of complex securities laws and regulations to a wide variety of financial products and market conditions. Our team is experienced in all types of claims involving US securities, public and private, and is comprised of seasoned litigators in some of the most complex and high-profile securities litigation in the country. We also understand the complexities of working with government agencies and have developed valuable relationships with federal and state regulators.

Our attorneys litigate high stakes international securities class, derivative and individual actions, as well as investigations and enforcement actions by the SEC, FINRA, and state regulators. We have appeared in state and federal courts nationwide on behalf of issuers, private equity shops, directors and officers, investors and the largest financial service firms in the country.

Our securities litigators have handled cases involving a variety of securities, including common stock, options, commodities, bonds, derivatives, limited partnerships, mutual funds, promissory notes and annuities. In connection with these types of securities, we have vast experience defending and prosecuting claims for fraud, violations of prospectus, SEC reporting and other disclosure obligations, breach of fiduciary duty, and insider trading.

With offices in New York, Miami and Zurich, and strategic partnerships globally, our team is ready to assist clients anywhere at anytime.